Privacy Policy
No mobile information will be shared with third parties/affiliates for marketing/promotional purposes. All other categories exclude text messaging originator opt-in data and consent; this information will not be shared with any third parties
This notice is being provided to you in accordance with the Securities and Exchange Commission’s rule regarding
the privacy of consumer financial information (“Regulation S-P”). Please take the time to read and understand the
privacy policies and procedures that we have implemented to safeguard your nonpublic personal information.
Information We Collect
Drive Wealth Management, LLC must collect certain personally identifiable financial information about its
customers to provide financial services and products. The personally identifiable financial information that we
gather during the normal course of doing business with you may include:
• information we receive from you on applications or other forms;
• information about your transactions with us, our affiliates, or others; and
• information we receive from a consumer reporting agency.
Information We Disclose
We do not disclose any nonpublic personal information about our customers or former customers to anyone,
except as permitted or required by law, or as necessary to provide services to you. In accordance with Section
248.13 of Regulation S-P, we may disclose all of the information we collect, as described above, to certain nonaf-
filiated third parties such as attorneys, accountants, auditors, and persons or entities that are assessing our com-
pliance with industry standards. We enter into contractual agreements with all nonaffiliated third parties that
prohibit such third parties from disclosing or using the information other than to carry out the purposes for which
we disclose the information.
Confidentiality and Security
We restrict access to nonpublic personal information about you to those Employees who need to know that infor-
mation to provide financial products or services to you. We maintain physical, electronic, and procedural safe-
guards that comply with federal standards to guard your nonpublic personal information.
Accuracy
Drive Wealth Management, LLC strives to maintain accurate personal information in our Client files at all times.
However, as personal situations, facts, and data change over time; we encourage our Clients to provide feedback
and updated information to help us meet our goals.
Disclosures
Drive Wealth Management is registered as an investment adviser and only conducts business in states where it is properly registered or is excluded from registration requirements. Registration as an investment adviser is not an endorsement of the firm by securities regulators and does not mean the adviser has attained a specific level of skill or ability. The firm is not engaged in the practice of law or accounting.
Information presented is believed to be current. It should not be viewed as personalized investment advice. All expressions of opinion reflect the judgment of the authors on the date of publication and may change in response to market conditions. You should consult with a professional advisor before implementing any strategies discussed.
Content should not be viewed as an offer to buy or sell any of the securities mentioned or as legal or tax advice. You should always consult an attorney or tax professional regarding your specific legal or tax situation.
Hyperlinks on this website are provided as a convenience. We cannot be held responsible for information, services or products found on websites linked to ours.
All investment strategies have the potential for profit or loss. Different types of investments involve higher and lower levels of risk. There is no guarantee that a specific investment or strategy will be suitable or profitable for an investor’s portfolio. There are no assurances that a portfolio will match or exceed any particular benchmark. Asset allocation and diversification will not necessarily improve an investor’s returns and cannot eliminate the risk of investment losses.